SOX test of operating effectiveness agent
Automate SOX testing and reduce audit costs with precise evidence analysis
Publisher
PricewaterhouseCoopers
Industry Type
Financial Services
Product Details
This agent automates SOX control testing and evidence analysis for internal audit and SOX compliance. It reviews the evidence behind each control test so auditors spend less time on manual checks and more time on judgment calls.
The agent is built for the Internal Audit/SOX Compliance Team in FSI organizations. By automating the testing of operating effectiveness, it speeds up SOX testing cycles and reduces overall audit costs. Teams can run control tests more consistently and focus their attention on exceptions the agent surfaces. The backend runs on Google ADK with FastAPI and Vertex AI, and the frontend is built with Reactjs.
Key Use Cases
Automated SOX Control Testing
Inspects sample populations and audit evidence using Vertex AI and FastAPI to confirm whether key financial controls operated effectively throughout the reporting period.
Internal Audit Exception Triage
Highlights control deficiencies, unapproved transactions, and segregation of duties violations, enabling internal auditors to focus strictly on material audit findings.
Explore detailed deployment path
Requires Gemini. Access integration prerequisites, specialized agent configuration guides, and implementation documentation.